Proposed Rule

Joint Request for Comment on Further Definition of “Swap” and “Security-Based Swap” and on Alternative Compliance

Commodity Futures Trading Commission; Securities and Exchange Commission published this proposed rule in the Federal Register on Jun 24, 2026. Comments close Aug 24, 2026.

Abstract

The Commodity Futures Trading Commission ("CFTC") and the Securities and Exchange Commission ("SEC") (together, the "Commissions") request public comment on potential ways to draw clearer regulatory lines with respect to innovative products that may implicate both SEC and CFTC regulatory interests. The Commissions also request public comment on potential approaches to enable alternative compliance.

The abstract is quoted as the Federal Register publishes it.

Document

Agency
Commodity Futures Trading Commission; Securities and Exchange Commission
Type
Proposed Rule
Published
Jun 24, 2026
Comments close
Aug 24, 2026
Document number
2026-12743
Federal Register
Read the document

Source: the Federal Register, public domain. All documents.